Global Financial Compliance

Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector. The qualification addresses techniques used to implement a successful compliance function in a bank and provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It explores the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity, and fairness.

Syllabus:

The International Regulatory Environment

The Compliance function

Managing the risk of financial crime

Ethics, integrity, and fairness

Governance, risk management, and compliance